CONTRACTOR-Senior Regulatory Reporting Specialist

New Yesterday

Salary: Position: Senior Regulatory Reporting Specialist Location: New York City (Hybrid 23 Days Onsite) Employment Type: Contract Contract Duration: 7 months Start Date: ASAP
SoHo Dragon is currently seeking aSenior Regulatory Reporting Specialistfor a contract opportunity with our investment bank client based inNew York City. This is ahybrid role, requiring23 days of onsite presenceper week at the clients office.
RESPONSIBILITIES: This role is responsible for -Preparation of Weekly 15c3-3 Customer and PAB Reserve Computations -Preparation of 15c3-1 Net Capital Calculation
Profile
SKILLS AND QUALIFICATIONS: Must Have: Series 27 License Excellent knowledge of SEA rules 15c3-1 and 15c3-3 US Broker Dealer Regulatory reporting experience Knowledge of broker dealer Accounting and Operations Nice to Have: CPA
Apply
Location:
New York
Category:
Government

We found some similar jobs based on your search